Schedule of IRS tax forms
Find out when tax forms will be mailed, available online and accessible from TIAA’s mobile app.
We are mailing tax documents in accordance with regulatory requirements. Please note that mail might be delayed due to the heavy postal volume caused by COVID-19.
Tax Form Delivery Schedule
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IRS form AvailableWho gets one? 1099 R January 31Individuals who received retirement distributions, completed a rollover from their retirement accounts, received life insurance distributions with a taxable gain, completed a 1035 exchange or if the distribution incurred tax withholding or the taxable amount was not determined 1099 INT January 31Individuals who received accumulated interest payments of $10 or more for a given tax ID that was due to earned bank account interest or deferred interest on a death claim payout (DCI); or received $600 or more due to delayed payment (DPI) W-2January 31Individuals who received retirement distributions from a non-qualified, deferred compensation plan.W2 forms for 457(b) plans are currently not available online. These forms will be delivered via USPS and mailed by the available date.January 31Individuals who own an IRA and have a Required Minimum Distribution in tax year 2021. 5498 June 30 Individuals who own an IRA to report any contribution, rollover, recharacterization or conversions in the IRA.Note: 5498 forms will not be issued to report Fair Market Value 1099 MISCJanuary 31Individuals who received a payment outside of the contract, or beneficiaries who received payments derived from a 457(b) private contract1099 MISC forms are currently not available online. These forms will be delivered via USPS and mailed by the available date.480.7C February 28Residents of Puerto Rico who received distributions1042-S March 15Individuals who received payments and are either a foreign citizen who resides in a foreign country, a foreign citizen who resides in the U.S. and hasn't certified U.S. residency, or has not been determined to be a U.S. citizen NR4 March 31Individuals who converted Canadian currency contracts to U.S. currency contracts
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Most Brokerage tax forms will be delivered by the standard IRS deadline listed below. We send the forms in a phased approach to ensure you receive your tax forms as earliest as possible and with complete information. However, some issuers are unable to provide us with final reporting information required for us to meet the standard IRS deadline; therefore, we occasionally request an IRS extension so we can send your tax form when the final data is received. We strive to send your tax form with accurate figures the first time instead of sending amended tax forms.Additional Brokerage tax resources and tools are available at https://bny.mn/TaxResources . The Supplemental Information tool may provide information about municipal bonds or income from foreign countries, that you may need to file your taxes. (Available by March).
Phase Sent by Event Phase One January 31 - Form 1099 (B, DIV, INT, OID and MISC) sent for accounts with investments in stocks, bonds and options. Accounts with investments in mutual funds, including Portfolio Advisor accounts, will be provided in a later phase.
- Form 1099-R for retirement accounts (IRAs) that had a distribution or rollover.
Phase Two February 15 - Form 1099 for accounts holding mutual funds and other investments, including Portfolio Advisor accounts; where the final information has been received.1
- Pending 1099 Notices will be provided for accounts where the final information has not been received.
- Revision mailing for 1099s sent in Phase One, as required.
Phase Three February 28 - Form 1099 for accounts for which final tax information is available.
- Revision for 1099s sent in Phases One and Two, as required.
Phase Four March 15 - Form 1099 for all remaining accounts, regardless of whether final information has been received.
- Revision for 1099s sent in all previous phases, as required.
5498 June 30 - Sent for individuals who owned, contributed, converted, rolled over, or recharacterized an IRA.
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irs form available who gets one? 1099-INT January 31st Individuals who received accumulated interest payments of $10 or more for bank accounts, interest checking, money market accounts, and certificates of deposit.1099-Q January 31st Individuals who received payments/distributions from a Coverdell Education Savings Account.1099-R January 31st Individuals who received retirement distributions or completed a rollover from their retirement accounts, such as a traditional IRA, a SIMPLE IRA and/or Roth IRA.1099-MISC January 31st Individuals who received income associated with a bank deposit account that is not otherwise included on other income-tax reporting forms.1042-S(Paper mail only)January 31st Individuals who received accumulated interest payments and are either a foreign citizen who resides in a foreign country, a foreign citizen who resides in the U.S. and hasn't certified U.S. residency, or has not been determined to be a U.S. citizen.5498 Contribution Information June 30th Individuals who have made contributions to one of the following: a traditional IRA, a SIMPLE IRA and/or a Roth IRA.
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irs form available who gets one? 1098 Tax & Interest Statement January 31st Individuals who have made mortgage interest payments of $600 or more will receive this document listing the amount of mortgage interest and related expenses paid on a mortgage during the tax year.1099-MISC January 31st Individuals who received a payment of at least $10 as non-employee compensation.1099-A January 31st Individuals who have had an interest in property that is security for debts owed or who have abandoned property will receive this document listing the amount of debt owed (principal only) and the fair market value of the secured property as of the date the property was acquired or the abandonment of the property.1099-C January 31st Individuals who have a debt of $600 or more cancelled or forgiven receive this document listing the amount canceled, forgiven or discharged as taxable income.1099-INTJanuary 31st Individuals who have been issued accumulated interest payments of $10 or more on a mortgage escrow account.
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irs form available who gets one? 1042-S January 31st Individuals who received accumulated interest payments and are either a foreign citizen who resides in a foreign country, a foreign citizen who resides in the U.S. and hasn't certified U.S. residency, or has not been determined to be a U.S. citizen.Summary Form 1042-S Letter January 31st Individuals who receive 1042-S form(s) regarding a World Markets account(s) for the previous year.1099-B January 31st Individuals who received proceeds from the sale of precious metals.1099-INT January 31st Individuals who received accumulated interest payments of $10 or more in the previous year for a World Markets account.1099-OIDJanuary 31st Individuals who owned a MarketSafeCD.1099-R January 31st Individuals who received retirement distributions or completed a rollover from their retirement accounts. Summary Form
1099–LetterJanuary 31st Individuals who receive 1099-INT, 1099-B, and/or 1099-OID form(s) regarding a World Markets account(s) for the previous year. MarketSafe CD Tax Summary Letter January 31st Individuals with a MarketSafe CD which matured in the previous year. 5498 Contribution Information June 30th Individuals who have made contributions to one of the following: a traditional IRA, a SIMPLE IRA and/or a Roth IRA.
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irs form available who gets one? 1099-R January 31st Form 1099-R for retirement accounts (IRAs) that had a distribution or rollover.Consolidated
1099-B
1099-DIV
1099-INT
1099-OIDFebruary 15* 1099’s will be provided for accounts where the final information has been received*Please note: Some consolidated forms may be delayed past February 15. All forms should be distributed by March 15th
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