Plan Sponsors

Recordkeeping Services


You can take advantage of a full suite of retirement plan services to help you simplify plan management and drive better employee actions. With an integrated set of services offered through a single point of contact, our web-based processing, reporting and recordkeeping supports single- and multi-vendor plans with data accuracy that can help minimize costly compliance errors and simplify day-to-day plan management.

Enrollment Services

Our suite of enrollment services enables you to encourage participation and savings with Online Salary Deferral and Enrollment, Auto Enroll, and Auto Save.

Online Salary Deferral Agreement and Enrollment Services
Easy online access for your employees to enroll, and for you to manage. You can combine Online Salary Deferral with our Online Enrollment Service to streamline the employee experience while giving you access to online tools to monitor enrollment activity and make individual record changes.

Qualified Default Investment Alternative (QDIA) Service

Offering a QDIA in your plan provides Pension Protection Act (PPA) fiduciary safeguards that reduce your risk when making contributions on behalf of employees who don’t furnish affirmative or complete investment instructions. Plan sponsors find it particularly valuable if they provide an automatic enrollment or default enrollment feature within the plan. Lifecycle (also known as target date) funds, balanced funds (combination of fixed-income and equity investments) and professionally managed accounts are valid QDIAs. We can help you assess which type of options may work best for your plan.

Vesting Services

We offer a full range of vesting services to help you simplify the tracking and calculation of service history and reporting of vesting status. Calculated vesting percentages are available online via PlanFocus® for you, and for your participants via both the My Account section of and their printed plan communications.

Core Recordkeeping

Once your plans are established, our core recordkeeping platform provides the support and accuracy you need to manage ongoing contributions, loans, distributions and other types of transactions. We also offer industry-standard file transfer processes and information sharing consulting services for multi-vendor plans.

Plan Types

All of our services are provided for a variety of Internal Revenue Code (IRC) retirement plan types.