Learn more about our retail brokerage fees
How much you pay for your brokerage account can vary depending on what types of investments you choose and how much you have in assets. Fees may not apply for managed accounts, Investment solutions IRA and pension window.
ONLINE Equity trades – $7.95 per trade
$5.95 per trade for customers that receive a financial planning solution from their Wealth Management advisor.
AUTOMATED TELEPHONE SYSTEM (ATS) $35 CLIENT SERVICE ASSISTANCE
$55 FOREIGN SECURITIES $75 for each order (not applicable to American Depositary Receipts) + commission FINANCIAL TRANSACTION TAX (FTT) ORDINARY AND ADRAll opening transactions in designated French companies will be subject to the French FTT at a rate of 0.20% of the total transaction cost.
All opening transactions in designated Italian companies with a market capitalization greater than 500 million Euros will be subject to the Italian FTT. 2013 rate = .0012- .0022; 2014 rate = .0010 - .0020.
ADR AGENT SERVICING FEE Fee will generally range from $0.01 - $0.03 per share. Amounts will differ by ADR. Please refer to the ADR prospectus for specific fee and other information.
NO TRANSACTION FEE (NTF) FUNDSMinimum initial investment for mutual funds: The greater of either the listed amount in the fund’s prospectus or $500. Different minimums may apply for managed accounts.
Subsequent investment: Per the fund's prospectus. In most cases, AIPs are available for as low as $100.
Short-term redemptions fee: $50 minimum for shares held less than six months (waived for shares transferred from another brokerage firm or financial institution). Additional redemption fees may apply as set forth in each fund’s prospectus.
Dollar cost averaging transactions, no fee; minimum transaction $100.
TRANSACTION FEE (TF) FUNDSTransaction fee, regardless of order size:
$50 per trade
$35 per trade for customers that receive a financial planning solution from their Wealth Management advisor.
Minimum initial and additional investments typically based on amount listed in the fund’s prospectus. Recurring automatic transactions, no fee; minimum transaction $100.
Exchanges: $8 per trade regardless of order size.
U.S. TREASURY SECURITIES NEW ISSUES (AT AUCTION) $50 per transaction EXISTING ISSUES $1 per $1,000 face amount, $50 minimum MUNICIPAL BONDS, GOVERNMENT AGENCY BONDS, UNLISTED (OVER-THE-COUNTER, OR OTC) CORPORATE BONDS AND MORTGAGE-BACKED SECURITIES $50 + $2 per bond CERTIFICATES OF DEPOSIT NEW ISSUES Purchase minimums of $5,000, no commission (interest rate reflects issuing bank's fee)
ONLINE $7.95 + $2 per contract based on eligibility
$5.95 + $1.00 per contract for clients that receive a financial planning solution from their Wealth Management advisor.
AUTOMATED TELEPHONE $35 + $2 per contract PERSON $55 + $2.50 per contract OPTIONS EXERCISE / ASSIGNMENT FEE $25
FOREIGN SECURITIES $75 for each order (not applicable to American Depositary Receipts) + commission FOREIGN SECURITY RECEIVE AND DELIVERY $75 SAFEKEEPING FEE FOR PHYSICAL SECURITIES $2 per account, per position, per month WIRED FUNDS FEE $25 OVERNIGHT CHECK DELIVERY $12 NSF/RETURN CHECK DEPOSIT $25 MARGIN EXTENSION $15 TRANSFERS - GNMA, RESTRICTED, LEGAL $65 (per transfer) TRANSFERS – REGISTER AND SHIP $80 (per transfer, plus any third-party charges, including a DTCC charge of $500) TRANSFERS – OUTGOING ACCOUNT $50 TRANSFERS – ACCOMMODATION $80 (per transfer) REORGANIZATIONS - VOLUNTARY $25 POST EFFECTIVE REORGANIZATION REQUESTS - VOLUNTARY $75 ACCOUNT RESEARCH $20 per hour STOP PAYMENT $15 IRA TERMINATION $130 ACH RETURN $25
ANNUAL FEESilver Tier$25Gold Tier$65Platinum Tier$110 INITIAL CHECK ORDER (INCLUDES CHECKBOOK, REGISTER, DEPOSIT TICKETS AND 40 CHECKS)Silver TierFreeGold TierFreePlatinum TierFree CHECK REORDERSilver Tier$15Gold Tier$10Platinum TierFree BUSINESS STYLE CHECKS – INITIAL ORDER, INCLUDES BINDERSilver Tier$60Gold Tier$60Platinum Tier$60 BUSINESS STYLE CHECK REORDERSilver Tier$50Gold Tier$50Platinum Tier$50 STOP PAYMENTS (ON CHECKS)Silver Tier$25Gold Tier$25Platinum TierFree LOST OR STOLEN CHECKBOOK REPLACEMENTSilver Tier$25Gold Tier$25Platinum Tier$25 RETURNED CHECK OR AUTOMATED CLEARING HOUSE (ACH) TRANSACTIONSilver Tier$25Gold Tier$25Platinum Tier$25 COPY OF CANCELLED CHECK OR VISA DRAFTSilver Tier$2.50 per copyGold Tier$2.50 per copyPlatinum Tier$2.50 per copy CSA CHECKS – OVERNIGHT DELIVERYSilver Tier$20Gold Tier$20Platinum Tier$20 CASH ADVANCESilver TierN/AGold Tier.25% of transactionPlatinum Tier.25% of transaction BILL PAYMENT THROUGH BILLSUITESilver TierFreeGold TierFreePlatinum TierFree